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Regulatory Exam Prep
Intermediate
RE3 - Regulatory Examination
Advanced preparation for the RE3 regulatory examination focusing on investment management and advisory services regulations.
4.7
38 students
5 days (day class) / 3 Saturdays / 6 days (night class)
Course Overview
This advanced program prepares professionals for the RE3 regulatory examination, specializing in investment management and advisory services. Students will develop expertise in investment regulations, portfolio management compliance, and advisory service standards.
Prerequisites
Requirements for this program
RE1 qualification or equivalent
Basic investment knowledge
Recommended: 2+ years experience in financial services
Learning Objectives
What you will achieve by completing this program
Master investment management regulations
Understand advisory service compliance requirements
Apply portfolio management principles
Successfully pass the official RE3 examination
Implement best practices in investment advisory
Course Modules
What you'll learn in this program
1
Investment Management Regulations2
Advisory Service Standards3
Portfolio Management Principles4
Risk Assessment and Management5
Client Relationship Management6
Regulatory Compliance Framework7
Professional Ethics8
Examination Strategy and PracticeCertification & Recognition
Qualification details and industry recognition
Certificate Name
RE3 Regulatory Examination Certificate
Accreditation
Financial Sector Conduct Authority (FSCA)
Validity
Lifetime (with CPD requirements)
Recognition
Required for investment advisory roles
Your Instructor
Prof. Michael Chen
Investment management expert with 18 years experience in portfolio management and regulatory compliance
R1 850
One-time payment
This program includes:
Advanced-level content
Industry expert instruction
Practical case studies
Mock examinations
Networking opportunities
Ongoing support