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Regulatory Exam Prep
Foundation
RE1 - Regulatory Examination
Comprehensive preparation for the RE1 regulatory examination covering fundamental financial services regulations and compliance requirements.
4.7
52 students
5 days (day class) / 3 Saturdays / 6 days (night class)
Course Overview
This program prepares professionals for the RE1 regulatory examination, focusing on fundamental financial services regulations. Students will gain thorough knowledge of compliance requirements, regulatory frameworks, and professional conduct standards required in the financial services industry.
Prerequisites
Requirements for this program
No formal qualifications required
Basic understanding of financial services
Recommended: Intent to work in financial services sector
Learning Objectives
What you will achieve by completing this program
Master fundamental financial services regulations
Understand regulatory compliance frameworks
Apply professional conduct standards
Successfully pass the official RE1 examination
Demonstrate knowledge of consumer protection laws
Course Modules
What you'll learn in this program
1
Financial Services Regulatory Framework2
Professional Conduct Standards3
Consumer Protection Laws4
Compliance Risk Management5
Market Conduct Regulations6
Regulatory Reporting7
Examination Preparation8
Practice Tests and ReviewCertification & Recognition
Qualification details and industry recognition
Certificate Name
RE1 Regulatory Examination Certificate
Accreditation
Financial Sector Conduct Authority (FSCA)
Validity
Lifetime (with CPD requirements)
Recognition
Essential for financial services professionals
Your Instructor
Dr. Sarah Johnson
Certified Financial Planner with 15+ years in banking and financial services regulatory compliance
R1 850
One-time payment
This program includes:
Flexible scheduling options
Official examination preparation
Comprehensive study materials
Mock examinations
Expert instruction
Career guidance support